AREF Enforcement Decision Engine

AD
Stage 6

AREF Enforcement Decision Engine

Maps inspection findings and risk assessment results to the AREF Regulatory Enforcement Pyramid.

Total Decisions

0

1

Support and Engage

0

0% of total decisions

2

Educate and Assist

0

0% of total decisions

3

Deter and Correct

0

0% of total decisions

4

Actively Pursue

0

0% of total decisions

Section 1 — Enforcement Pyramid Visualization

The AREF Regulatory Enforcement Pyramid defines the strategic enforcement level. Select a facility to highlight its enforcement level.

ENFORCE— Strategic Pillar
Levels 3 & 4
4

Actively Pursue

Suspension · Revocation · Legal Referral · Formal Action

3

Deter and Correct

Written Warning · Notice of Violation · Compliance Order · Follow-up Inspection

EDUCATE— Strategic Pillar
Level 2
2

Educate and Assist

Corrective Action Plan · Training · Written Guidance · Compliance Coaching

ENGAGE— Strategic Pillar
Level 1
1

Support and Engage

Orientation · Advisory · Coaching · Technical Assistance

Progressive enforcement: lowest appropriate level applied first
4

Actively Pursue

Use formal enforcement action to protect public safety and uphold regulations.

Suspension Recommendation
Revocation Recommendation
Legal Referral
Formal Enforcement Action
3

Deter and Correct

Use stronger regulatory action to deter noncompliance and correct violations.

Written Warning
Notice of Violation
Compliance Order
Follow-up Inspection
2

Educate and Assist

Provide guidance, training, and assistance to help facilities comply.

Corrective Action Plan
Training
Written Guidance
Compliance Coaching
1

Support and Engage

Build awareness and support voluntary compliance.

Orientation
Advisory
Coaching
Technical Assistance

Section 2 — Decision Workflow

Every enforcement decision follows this deterministic workflow. The AREF Rule Engine is the core decision step.

Inspection Findings
Risk Assessment
AREF Rule EngineCurrent Step
Enforcement Pyramid Level
Recommended Regulatory Actions
Compliance Monitoring

Architecture

arefRulesConfig.tsRule definitions
arefRuleEngine.tsDecision engine
enforcementPyramidConfig.tsPyramid mapping

Progressive Enforcement Philosophy

Support and Engage
Educate and Assist
Deter and Correct
Actively Pursue

Section 3 — Risk-to-Pyramid Mapping

How risk level determines enforcement pyramid level
Risk LevelRisk Score RangeTypical CriteriaEnforcement Pyramid LevelPyramid Level Number
Low0 – 29Minor issues, good compliance history, low impactSupport and Engage
1
Level 1
Moderate30 – 59Moderate violations, partial compliance, first or second occurrenceEducate and Assist
2
Level 2
High60 – 84Major violations, patient safety risk, repeat noncomplianceDeter and Correct
3
Level 3
Critical85 – 100Immediate threat, severe violations, repeated high-impact noncomplianceActively Pursue
4
Level 4

Risk Assessment Selection

0 completed assessments
Assessment IDInspection No.FacilityFacility TypeOverall RiskStatusAction